Tin Lau
Chief Risk Officer, Mirae Asset Securities (UK) Ltd
Tin’s experience includes challenging and diverse roles within asset management, investment banking, financial services regulation, and the audit of financial services.
Tin is qualified as: a Chartered MSCI, a Fellow Chartered Global Management Accountant, Barrister of England and Wales. His first degree was a Masters in Computer Systems Engineering, which was dual honours in electronic engineering and computer science. Tin’s dissertation was in the computational analysis of multicompartmental pharmacokinetic mathematical models.
In addition, Tin has also renewed his machine learning skills by means of Andrew Ng's Deep Learning course. He has also given speeches on behalf of the FCA on prudential regulation and represented the UK's interests at IOSCO and various ESAs.
DORA IN PRACTICE: FROM REGULATORY INTENT TO OPERATIONAL REALITY – PANEL DISCUSSION
Where DORA implementation is breaking down in practice and how firms are translating regulatory expectation into scalable, defensible operating models
- Moving from static lists to dynamic, risk‑based inventories of third‑ and Nth‑party providers
- Designing and executing meaningful operational resilience tests across complex, multi‑vendor and chain‑outsourcing scenarios
- Consistently meeting DORA’s tight incident reporting timelines when information sits across multiple providers and jurisdictions
- Retrofitting DORA requirements into legacy contracts, SLAs and governance structures without disrupting critical services